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Corporate finance & Securities

Our corporate finance and securities team provides advice to U.S. and foreign publicly traded and private companies.


We also advise companies listed on U.S. national securities exchanges and over the counter markets with regard to regulatory requirements.


We advise companies and broker-dealers with regard to:

  • Public and private debt and equity offerings

  • IPOs

  • Secondary offerings

  • PIPEs transactions

  • Private placements 

  • Venture capital financings

  • Reverse mergers 

  • Self-directed registered offerings

  • At the market securities offerings 

We advise public companies on their public reporting obligations under the Securities Exchange Act, corporate governance matters, and compliance under SOX.


We advise public companies’ boards of directors and their committees regarding fiduciary standards.


We have experience advising broker-dealers on formation and compliance matters.

Explore our Representative Transactions below.

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