Representative Transactions

Representative

Represented public company client in connection with $8 million private placement of stock and warrants placed exclusively through a placement agent.
Represented broker-dealer acting as placement agent in connection with $12 million private placement of notes and preferred stock by a privately-held company.
Represented public company client in connection with its acquisition of the assets of a high technology company.
Represented private company client in connection with the acquisition of certain assets of a publicly-held ISP.
Represented public company clients in connection with PIPEs transaction involving issuance of convertible debt and warrants, including related shelf registration statement.

Represented public company client in connection with $1.2 million private placement of stock and warrants.
Represented public company clients in connection with PIPEs transaction involving issuance of preferred stock and warrants, including related shelf registration statement.
Represented private company client in connection with venture capital financing.
Represented private company clients in connection with sale of its assets to a third party purchaser.
Represented private company in connection with $4 million private placement of its stock.
Represented companies and underwriters in connection with public offerings of securities, including initial public offerings.

Represented broker-dealer in connection with multiple private placements of stock through an online investment platform.

Represented privately held company conducting a private placement followed by registration of $50 million of securities to be acquired in connection with a reverse merger with a publicly traded company.
Represented a special purpose acquisition corporation (SPAC) in connection with its $50 million IPO and its subsequent concurrent acquisition of two publicly traded banks.
Represented social impact investment funding portal in connection with a $4 million private placement, a real estate investment portal in connection with a $9 million private placement and a social awareness crowdfunding portal in connection with establishment of the portal.
Represented publicly traded company in connection with a private placement of $500,000 of subordinated promissory notes and warrants.