Representative
Transactions
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Represented public company client in connection with $8 million private placement of stock and warrants placed exclusively through a placement agent.
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Represented broker-dealer acting as placement agent in connection with $12 million private placement of notes and preferred stock by a privately-held company.
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Represented public company client in connection with its acquisition of the assets of a high technology company.
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Represented private company client in connection with the acquisition of certain assets of a publicly-held ISP.
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Represented public company clients in connection with PIPEs transaction involving issuance of convertible debt and warrants, including related shelf registration statement.
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Represented public company client in connection with $1.2 million private placement of stock and warrants.
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Represented public company clients in connection with PIPEs transaction involving issuance of preferred stock and warrants, including related shelf registration statement.
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Represented private company client in connection with venture capital financing.
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Represented private company clients in connection with sale of its assets to a third party purchaser.
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Represented private company in connection with $4 million private placement of its stock.
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Represented companies and underwriters in connection with public offerings of securities, including initial public offerings.
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Represented broker-dealer in connection with multiple private placements of stock through an online investment platform.
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Represented privately held company conducting a private placement followed by registration of $50 million of securities to be acquired in connection with a reverse merger with a publicly traded company.
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Represented a special purpose acquisition corporation (SPAC) in connection with its $50 million IPO and its subsequent concurrent acquisition of two publicly traded banks.
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Represented social impact investment funding portal in connection with a $4 million private placement, a real estate investment portal in connection with a $9 million private placement and a social awareness crowdfunding portal in connection with establishment of the portal.
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Represented publicly traded company in connection with a private placement of $500,000 of subordinated promissory notes and warrants.