Neil R. E. CarrSep 30, 2019SEC Adopts Rule Permitting “Test-the-Waters” Communications by All Issuers
Neil R. E. CarrAug 12, 2019 SEC Approves Amendments to Nasdaq’s Initial Listing Standards Related to Liquidity
Neil R. E. CarrAug 1, 2018SEC Adopts Amendment to Rule 701 Exemption for Offerings Pursuant to Compensatory Arrangements
